Swiss Financial Market Supervisory Authority (FINMA)

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Saturn4FX Sàrl: Public Warning (Switzerland)

June 25, 2024
Public Warning by the Swiss Financial Market Supervisory Authority that Saturn4FX International Management Sàrl, now known as Saturn4FX Sàrl, “is suspected of conducting unauthorised activities in the financial market”.

Astorica SA: Public Warning (Switzerland)

June 21, 2024
Public Warning by the Swiss Financial Market Supervisory Authority that Astorica SA “is suspected of conducting unauthorised activities in the financial market”.

Safe Trust SNC: Public Warning (Switzerland)

June 14, 2024
Public Warning by the Swiss Financial Market Supervisory Authority that Safe Trust SNC “is suspected of conducting unauthorised activities in the financial market”.

FlowBank SA: Bankruptcy Proceedings (Switzerland)

June 13, 2024
Press Release by the Swiss Financial Market Supervisory Authority that it has initiated bankruptcy proceedings against FlowBank SA "as the bank no longer has the minimum capital required for its business operations".

ChainDigger GmbH: Public Warning (Switzerland)

May 27, 2024
Public Warning by the Swiss Financial Market Supervisory Authority that ChainDigger GmbH (in Liquidation) “is suspected of conducting unauthorised activities in the financial market”.

Atlas Administration AG: Public Warning (Switzerland)

April 16, 2024
Public Warning by the Swiss Financial Market Supervisory Authority that Atlas Administration AG (in Liquidation) “is suspected of conducting unauthorised activities in the financial market”.

DexTech AG: Public Warning (Switzerland)

March 11, 2024
Public Warning by the Swiss Financial Market Supervisory Authority that DexTech AG “is suspected of conducting unauthorised activities in the financial market”.

Pixton AG: Public Warning (Switzerland)

February 23, 2024
Public Warning by the Swiss Financial Market Supervisory Authority that Pixton AG “is suspected of conducting unauthorised activities in the financial market”.

ECUREX GmbH: Public Warning (Switzerland)

February 15, 2024
Public Warning by the Swiss Financial Market Supervisory Authority that ECUREX GmbH, which appears to have operated as a crypto exchange, “is suspected of conducting unauthorised activities in the financial market”.

Illiar SA: Public Warning (Switzerland)

January 30, 2024
Public Warning by the Swiss Financial Market Supervisory Authority that Illiar SA “is “suspected of conducting unauthorised activities in the financial market”.

Screems AG: Public Warning (Switzerland)

January 23, 2024
Public Warning by the Swiss Financial Market Supervisory Authority that Screems AG, now known as XYZAP AG, “is “suspected of conducting unauthorised activities in the financial market”.

Suo Tempore AG: Public Warning (Switzerland)

December 1, 2023
Public Warning by the Swiss Financial Market Supervisory Authority that Suo Tempore AG "is "suspected of conducting unauthorised activities in the financial market".

Visamar Group GmbH: Public Warning (Switzerland)

November 21, 2023
Public Warning by the Swiss Financial Market Supervisory Authority that Visamar Group GmbH (in Liquidation) is "suspected of conducting unauthorised activities in the financial market".

Euro Hypo GmbH: Public Warning (Switzerland)

November 17, 2023
Public Warning by the Swiss Financial Market Supervisory Authority that Euro Hypo GmbH is "suspected of conducting unauthorised activities in the financial market".

Hyperrr.com GmbH: Public Warning (Switzerland)

January 26, 2023
Public Warning by the Swiss Financial Market Supervisory Authority that Hyperrr.com GmbH is "suspected of conducting unauthorised activities in the financial market".

MGI Capital (Suisse) AG: Public Warning

September 21, 2022
Public Warning by the Swiss Financial Market Supervisory Authority that MGI Capital (Suisse) AG is "suspected of conducting unauthorised activities in the financial market".

Aspen Asset Management AG: Public Warning

September 21, 2022
Public Warning by the Swiss Financial Market Supervisory Authority that Aspen Asset Management AG is "suspected of conducting unauthorised activities in the financial market".

Hans-Peter Metzler: Cease and Desist Order (Switzerland)

September 20, 2022
Public Notice by the Swiss Financial Market Supervisory Authority that it has ordered Hans-Peter Metzler, a citizen of Austria, not to engage in financial activity for which a license is required, particularly the acceptance of deposits from the public.

Swiss International Commodity AG: Supervision

April 26, 2022
Public Notice by Switzerland's Financial Market Supervisory Authority that it has appointed a supervisor (Grossenbacher Rechtsanwälte AG) to investigate the activities of Swiss International Commodity AG.

Blackstone Resources AG: ‘Market Manipulation’

April 12, 2022
Press Release by the Swiss Financial Market Supervisory Authority that it found "market manipulation and violations of disclosure obligations" by Blackstone Resources AG and an unidentified director.

Dohrnii Stiftung: ‘Mandated Investigator’

April 5, 2022
Public Notice by the Swiss Financial Market Supervisory Authority that it has appointed a "Mandated Investigator" for Dohrnii Stiftung, which claims on its website at dohrnii.io to be "a digital ecosystem" that offers "education and tools" for investors in cryptocurrency.

Pricon Privat-Consult AG: Public Warning

March 31, 2022
Public Warning by the Swiss Financial Market Supervisory Authority that Pricon Privat-Consult AG is suspected of "conducting unauthorised activities in the financial market".

Humbert Guido Zampieri: Industry Ban

February 14, 2022
Public Notice by the Swiss Financial Market Supervisory Authority that it has order Humbert Guido Zampieri, a citizen of Germany, to stop conducting financial business that requires a license.

S&P Dow Jones Indices LLC: $9M Fine

May 17, 2021
Administrative Order by the U. S. Securities and Exchange Commission imposing a fine of $9 million on S&P Dow Jones Indices LLC for regulatory breaches involving Credit Suisse AG, of Switzerland.

Harold Burke: Cease and Desist

May 11, 2021
Public Notice by the Swiss Financial Market Supervisory Authority that it has issued a Cease and Desist order against Harold Burke, a citizen of the United Kingdom.

Claude Rebetez: Cease and Desist

May 11, 2021
Public Notice by the Swiss Financial Market Supervisory Authority that it has issued a Cease and Desist order against Claude Rebetez, of Switzerland.

Credit Suisse: Swiss Enforcement Proceedings

April 22, 2021
Press Release by the Swiss Financial Market Supervisory Authority that it has "opened enforcement proceedings against Credit Suisse after the bank suffered significant losses in connection with a US hedge fund ("Archegos")" and "opened proceedings against the bank in the context of the 'Greensill' case in March 2021".

Symrock AG: Supervision

February 23, 2021
Public Notice by the Swiss Financial Market Supervisory Authority that it has appointed a supervisor for Symrock AG. Editor's Note: Research by OffshoreAlert showed that, in the Swiss corporate register, the sole director of Symrock AG is identified as Hans-Uwe Gebhardt, a citizen of Germany, while on its website at www.srag.eu and in promotional material, the company's "Management" is identified as Guido Zampieri, "Founder, CEO"; Viktoria Baumgartner, "Sales Director, Int.", and Gottfried Feyen, "Founder, CFO", and the company is described as "a dynamic growing group of companies operate in renewable energy, gas exploration and asset investment".

Sutev AG: Public Warning

February 17, 2021
Public Warning by the Swiss Financial Market Supervisory Authority that Sutev AG is suspected of "conducting unauthorised activities in the financial market". Editor's Note: Research by OffshoreAlert in the Swiss Commercial Registry showed that the sole director of Sutev AG is Diego Andre Tanner, of Zurich, Switzerland, while a former director is Alexey Babkin, a citizen of Russia.

RA Solar Technologie Investment GmbH: Public Warning

December 18, 2020
Public Warning by the Swiss Financial Market Supervisory Authority that RA Solar Technologie Investment GmbH is suspected of "conducting unauthorised activities in the financial market". Editor's Note: Research by OffshoreAlert in the Swiss Commercial Registry showed that the sole "partner and manager" of Technische Isolierung Schweiz GmbH is Tamás Hodel, while resigned representatives include Yücel Yüce. On its website at rainvestmentgmbh.com, it is stated that: "RA Solar Technologie Investment GmbH offers Fresh Cut Cash Backed (BG) Bank Guarantee and (SBLC) Standby Letter of Credit issued with HSBC Bank plc."

Credit Suisse: FINMA Enforcement Proceedings

September 2, 2020
Press Release by the Swiss Financial Market Supervisory Authority that it has "initiated enforcement proceedings against Credit Suisse" following the completion of an "auditor's investigation".

Technische Isolierung Schweiz GmbH: Public Warning

September 1, 2020
Public Warning by the Swiss Financial Market Supervisory Authority that Technische Isolierung Schweiz GmbH is suspected of "conducting unauthorised activities in the financial market". Editor's Note: Research by OffshoreAlert in the Swiss Commercial Registry showed that the "partner and manager" of Technische Isolierung Schweiz GmbH is Sven Forster, a citizen of Germany, while resigned representatives include Dirk Essinger, a citizen of Germany, and Adrian Kaiser.

SAS aquisition & sales AG: Public Warning

September 1, 2020
Public Warning by the Swiss Financial Market Supervisory Authority that SAS aquisition & sales AG is suspected of "conducting unauthorised activities in the financial market". Editor's Note: Research by OffshoreAlert in the Swiss Commercial Registry showed that the authorized representative of SAS aquisition & sales AG is Michael Ciuret, a citizen of France, while former representatives include Eric Glatt, a citizen of Germany, and Jean-Pierre Laurent.

Walter Hans-Uwe Gebhardt: Unlicensed Activity

June 15, 2020
Cease and Desist Order by the Swiss Financial Market Supervisory Authority against Walter Hans-Uwe Gebhardt, described as a 75-year-old citizen of Germany, to refrain from unlicensed activity.

Elektronik Service AG: Public Warning

June 3, 2020
Public Warning by the Swiss Financial Market Supervisory Authority that Elektronik Service AG is "suspected of conducting unauthorised activities in the financial market". Editor's Note: Research by OffshoreAlert showed that, in the Swiss Commercial Registry, Elektronik Service AG does not currently have any authorized representatives. Previous members include Samuel Walch, of Zurich, and Wolfgang Pischl, described as a citizen of Austria..