FINRA v. Rani Jarkas et al: Hearing Panel Decision
Hearing Panel Decision in FINRA Department of Enforcement v. Rani T. Jarkas and William H. Carson.
First Bermuda Securities (BVI) Ltd. et al: Censure & Fine
Consent by First Bermuda Securities (BVI) Ltd. and Jeffrey G. Conyers to a censure and $40,000 fine, respectively, and an additional fine of $10,000 for which they are jointly and severally liable to settle a regulatory investigation by FINRA.
FINRA v. Rani T. Jarkas: Settlement
Order Accepting Offer of Settlement in a FINRA action styled as 'Department of Enforcement vs. Rani T. Jarkas'.
FINRA v. Rani Jarkas: Complaint
Complaint filed by FINRA's Department of Enforcement against Rani T. Jarkas.