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TriLinc Global Impact Fund LLC et al v. RSM US LLP: Complaint (‘Audit Fraud’)

April 22, 2024
Complaint in TriLinc Global Impact Fund LLC, TriLinc Global Impact Fund - Cayman Ltd., of the Cayman Islands; TriLinc Global LLC, TriLinc Advisors LLC, TriLinc Global Advisors LLC, TriLinc Global Impact Fund II LLC, TriLinc Global Sustainable Income Fund LLC, TriLinc Global sustainable Income Fund International L.P., of the Cayman Islands; TriLinc Global Sustainable Income Fund II International L.P., of the Cayman Islands, and TriLinc Global Sustainable Income Fund III LLC v. RSM US LLP and Does 1-10 at the Superior Court of the State of California, County of Los Angeles.

Fei Phillip v. China Bozza Development Ltd.: Winding Up Petition

November 30, 2020
Winding Up Petition in Fei Phillip, of Hong Kong v. China Bozza Development Limited, described as a Hong Kong Stock Exchange-listed "investment holding company principally engaged in forestry management, provisions of services in relation to container houses and money lending", at the Grand Court of the Cayman Islands.

Premier Assurance Group SPC Ltd.: Amended Chapter 15 Petition

November 3, 2020
Amended Chapter 15 Petition for Recognition of a Foreign Main Proceeding in the Cayman Islands by Jeffrey Stower and Jason Robinson, of KPMG, as the Foreign Representatives of Premier Assurance Group SPC Ltd. (in Provisional Liquidation), at the U. S. Bankruptcy Court for the Southern District of Florida.

Premier Assurance Group SPC Ltd.: Chapter 15 Petition

September 22, 2020
Chapter 15 Petition for Recognition of a Foreign Main Proceeding in the Cayman Islands by Jeffrey Stower and Jason Robinson, as the Foreign Representatives of Premier Assurance Group SPC Ltd. (in Controllership), at the U. S. Bankruptcy Court for the Southern District of Florida. Editor's Note: The "Foreign Main Proceeding" in this matter, which includes allegations of fraud, was filed under seal at the Grand Court of the Cayman Islands on September 17th, 2020 and remains sealed as of today, with the entry in the Court's public register reading "Confidential Matter". It is often only when Cayman insolvency practitioners seek recognition in the United States that the mere existence of cases becomes publicly-known.

TA Genco Ltd. et al v. Agritrade Resources Ltd.: Judgment

June 17, 2020
Judgment appointing Provisional Liquidators in TA Genco Limited, TA Private Debt III Limited, and Golden Equator Capital Pte. Ltd., of Singapore v. Agritrade Resources Limited, a Bermuda company whose shares are listed on the Hong Kong Stock Exchange, at Bermuda Supreme Court.

GTI Holdings Ltd.: Winding Up Petition

May 26, 2020
Winding Up Petition in the matter of GTI Holdings Limited, a Cayman Islands-domiciled, Hong Kong-based company whose shares are listed on the Hong Kong Stock Exchange, at the Grand Court of the Cayman Islands.

Diligence Inc. v. Nicolas Day: Amended Complaint Stipulation

May 19, 2020
Stipulation to file Amended Complaint regarding allegations of "corporate looting" involving Switzerland-domiciled Diligence Global Business Intelligence SA in Diligence Inc., a Delaware company majority owned by Cayman Islands-domiciled Information Security Investments Company v. Nicholas Day, a citizen of the United Kingdom residing in Chamonix, France, at the Court of Chancery of the State of Delaware.

Georgia: Garik Revazian et al

April 13, 2020
Application for the appointment of a Commissioner to collect evidence from Citibank NA, Equity Bank, and JPMorgan Chase Bank - pursuant to a request for judicial assistance from Georgia - for a criminal investigation into Garik Revazian and Oppenheimer Financial LLC for suspected fraud and money laundering involving corporate and individual alleged victims "in the United States, Latvia, United Kingdom, Russia, Poland, Estonia and Hong Kong".

RSM US LLP: Findings & Sanctions

August 27, 2019
Order Instituting Public Administrative and Cease-and-Desist Proceedings, Making Findings and Imposing Remedial Sanctions in the matter of RSM US LLP, formerly McGladrey LLP, before the U. S. Securities and Exchange Commission.

RS Investments Ltd. et al v. RSM Cayman Ltd. et al: Opinion

February 28, 2019
Opinion in RS Investments Ltd., Corrado Investments Limited, Eden Rock Finance Master Limited, Eden Rock Asset Based Lending Master Limited, Eden Rock Unleveraged Finance Master Limited, and Solid Rock Special Situations 2 Limited v. RSM US, LLP, RSM Cayman Ltd., and Simon Lesser at the Appellate Court of Illinois, First Judicial District.

Cheng Wai Hung: Chapter 15 Petition

November 15, 2017
Chapter 15 Petition for Recognition of a Foreign Main Proceeding in Hong Kong by Osman Mohammed Arab and Wong Kwok Keung, as the Foreign Representatives of Cheng Wai Hung, and Cheng Wai Tak Terence, at the U. S. Bankruptcy Court for the Central District of California.

Patrick Shine: Chapter 15 Petition

April 26, 2017
Chapter 15 Petition for Recognition of a Foreign Main Proceeding in the United Kingdom by Kevin Read, as the Foreign Representative of Patrick Thomas Shine, at the U. S. Bankruptcy Court for the District of Massachusetts.

EarthRenew IP Holdings LLC: Chapter 15 Petition (Canada)

October 20, 2010
Chapter 15 Petition for Recognition of a Foreign Main Proceeding in Canada by Robert Taylor, as the Foreign Representative of EarthRenew IP Holdings LLC, EarthRenew Corporation, EarthRenew, Inc., EarthRenew Management General Partner Ltd., EarthRenew Management LP, EarthRenew Operational Employee LP, EarthRenew Solutions LP, EarthRenew Strathmore 1 LP, and EarthRenew Strathmore General Partner Ltd., at the U. S. Bankruptcy Court for the District of Delaware.

McGladrey & Pullen (Cayman) sued for $1.5B by hedge fund investors

January 12, 2010
The Bankruptcy Trustee of two hedge fund groups that allegedly lost $1.5 billion due to fraud is suing auditor McGladrey & Pullen (Cayman) and related parties.Ronald R. Peterson, as Chapter 7 Bankruptcy Trustee for Lancelot Investors Fund LP, Lancelot Investors

Insider Talking: September 10, 2007

September 10, 2007
A jury in Texas has awarded 41 investors clients damages of $8.8 million, plus annual interest of 8.25% backdated to December 12, 2002, against Atlas Financial Group Ltd. and Atlas Private Trust Ltd., which collapsed in the Turks and Caicos

Ex-SEGOES director James Fontanetta settles with liquidators

November 28, 2006
A former director of a fraudulently operated, offshore stock broker has agreed to pay US$74,000 - purportedly 75% of his total assets - to settle a civil complaint brought by the firm's liquidators.As part of his settlement agreement, James Fontanetta

PFA Assurance Group, Ltd.

May 4, 2006
Public Notice by the Cayman Islands Monetary Authority announcing the liquidation of PFA Assurance Group, Ltd.

MuscleTech Research and Development Inc.: Chapter 15 Petition

January 18, 2006
Chapter 15 Petition for Recognition of a Foreign Main Proceeding in Canada by Peter Farkas, as the Foreign Representative of MuscleTech Research and Development Inc., at the U. S. Bankruptcy Court for the Southern District of New York.

SEGOES Services Ltd.

May 17, 2005
Notice by Cayman Islands Monetary Authority that SEGOES Services Ltd., f.k.a. SEGOES Securities Ltd., has gone into liquidation.

Insider Talking: May 31, 2004

May 31, 2004
Two prominent Bermuda businessmen were arrested at their offices on May 6 by police investigating the alleged theft of $145,000 from a development company. They are Arthur Jones, 52, who owns Bermuda's biggest realtor, Coldwell Banker JW Bermuda Realty, formerly

FSC Asian Millennium Ltd. et al

January 6, 2004
Public Announcement about FSC Asian Millennium Ltd., FCS Thailand Fund Ltd. and Waidberg Millennium Fund Ltd. by the British Virgin Islands Financial Services Commission.