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SEC v. Benjamin Alderson et al: Motion to Serve Nigel Green et al

October 28, 2019
Motion by Defendant Benjamin Alderson for an Order Authorizing Alternative Service of Subpoenas on non-parties Nigel Green, deVere Group Ltd., and Beverley Yeomans in U. S. Securities and Exchange Commission v. Benjamin Alderson and Bradley Hamilton at the U. S. District Court for the Southern District of New York.

SEC v. Stefan H. Benger et al: Second Amended Complaint

December 20, 2011
Second Amended Complaint in SEC v. Stefan H. Benger, SHB Capital, Inc., Jason B. Meyers, International Capital Financial Resources, LLC, Philip T. Powers, Frank I. Reinschreiber, Global Financial Management, LLC, CTA Worldwide Services, SA, and Stephan Von Hase at the U. S. District Court for the Northern District of Illinois.

SEC v. Scott Kupersmith et al: Complaint

October 26, 2011
Complaint in U. S. Securities and Exchange Commission v. Scott Kupersmith and Frederick Chelly at the U. S. District Court for the District of New Jersey.

SEC v. Andrey Hicks et al: Complaint

October 26, 2011
Complaint in U. S. Securities and Exchange Commission v. Andrey Hicks, Locust Offshore Management, LLC and, as relief defendant, Locust Offshore Fund, Ltd. at the U. S. District Court for the District of Massachusetts.

SEC v. Jonathan Curshen et al: Complaint

February 18, 2011
SEC complaint against Jonathan Randall Curshen, Michael Krome, David Ricci, Ronny Morales Salazar, Robert Weidenbaum, Ariav 'Eric' Weinbaum, and Yitzchak Zigdon, a.k.a. Izhack Zigdon for alleged securities fraud.

SEC v. Stefan H. Benger et al: Final Judgment as to Handler, Thayer & Duggan LLC

April 1, 2010
Final Judgment as to Handler, Thayer & Duggan LLC in SEC v. Stefan H. Benger, SHB Capital, Inc., Jason B. Meyers, International Capital Financial Resources, LLC, Philip T. Powers, Frank I. Reinschreiber, and Global Financial Management, LLC at the U. S. District Court for the Northern District of Illinois.

SEC v. Stefan H. Benger et al: Complaint

February 3, 2009
Complaint in SEC v. Stefan H. Benger, SHB Capital, Inc., Jason B. Meyers, International Capital Financial Resources, LLC, Philip T. Powers, Handler, Thayer & Duggan, LLC, Frank I. Reinschreiber, Global Financial Management, LLC, CTA Worldwide Services, SA, and Stephan Von Hase at the U. S. District Court for the Northern District of Illinois.

SEC v. Jonathan Curshen: SEC’s Closing Argument

May 18, 2007
SEC's Closing Argument in a securities fraud complaint filed by the U. S. Securities and Exchange Commission against Jonathan Curshen at the U. S. District Court for the District of Colorado.

Bahamas firm settles SEC lawsuit

February 28, 2001
Bahamas-registered St. Barth Ltd. and H. D. Inc., which was registered in New Jersey, have agreed to be penalized in the amount of US$1.7 million to settle a civil lawsuit filed in the US by the SEC.